SQLite Web: event_store.db

Update row 469943 in events

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{"created_at":"2026-04-21T03:09:54.871544+00:00","dedupe_key":"signal_enriched:discovery_sec_filing_delta:e14c763b31de7522","evidence_event_ids":["evt_f71dbdde5571"],"signal_type":"discovery_sec_filing_delta","source":"discovery_sec_filings","value":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/813623/0001398344-26-006721.txt","as_of":"2026-04-21T03:09:54.871544+00:00","canonical_url":"https://www.sec.gov/Archives/edgar/data/813623/0001398344-26-006721.txt","company":"Total Return Securities Fund","enrichment":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/813623/0001398344-26-006721.txt","article_chars":2280,"article_truncated":false,"blocked_reason":null,"candidate_id":"sc_5fc20d77fc576710","canonical_host":"sec.gov","canonical_is_aggregator":false,"canonical_url":"https://www.sec.gov/Archives/edgar/data/813623/0001398344-26-006721.txt","content_type":"text/plain","enriched_at":"2026-04-21T07:45:41.292957+00:00","extraction_method":"trafilatura","fetched_description":"","fetched_title":"","final_url":"https://www.sec.gov/Archives/edgar/data/813623/0001398344-26-006721.txt","html_truncated":false,"paywall_likely":false,"publisher_domain":"sec.gov","publisher_resolution":"canonical_url","requested_url":"https://www.sec.gov/Archives/edgar/data/813623/0001398344-26-006721.txt","source_event_id":"evt_f71dbdde5571","source_quality":"high","status_code":200,"version":"signal_enrichment_v2"},"form_type":"4","fp":"3c660f3f5ea3f477","kind":"sec_filing","published_at":"20260420","publisher_domain":"sec.gov","signal_understanding":{"analysis_basis":"article","claim_confidence":0.78,"dates_mentioned":["2026-04-20","2026-04-16","2026-04-17","2026-03-31","2005-07-12","1992-07-03","1990-08-20"],"entities":[{"asset_class":"equity_fund","name":"Total Return Securities Fund","relevance":"high","symbol":"SWZ","type":"issuer"},{"asset_class":"person","name":"Andrew Dakos","relevance":"high","symbol":"","type":"reporting_owner"},{"asset_class":"person","name":"Dakos Andrew","relevance":"medium","symbol":"","type":"reporting_owner_alias"}],"event_type":"other","information_gaps":["The cleaned text shows transaction rows but does not clearly label the transaction codes/transaction types beyond the presence of fields like \u201cP\u201d and \u201cA/D\u201d in the row text; exact nature (e.g., purchase vs sale) is not explicitly described in the provided excerpt.","No explicit \u201cwhat changed vs prior known state\u201d is provided beyond the statement that the indirectly held share amount was corrected; the prior (incorrect) amounts are not included in the excerpt.","No total post-transaction beneficial ownership totals are shown in the provided text excerpt beyond the row-level amounts."],"key_facts":["SEC accession number: 0001398344-26-006721.","Conformed submission type: Form 4.","Conformed period of report: 2026-04-16; filed as of date: 2026-04-20.","Reporting owner: Andrew Dakos (Central Index Key: 0001341021).","Issuer: Total Return Securities Fund (Central Index Key: 0000813623).","Issuer former names listed: SWISS HELVETIA FUND, INC. (name change 2005-07-12) and earlier HELVETIA FUND INC (name change 1990-08-20).","The filing includes common stock transactions dated 2026-04-16 and 2026-04-17 (specific transaction rows shown in text).","The filing states: \u201cThe Form 4 filed on behalf of Mr. Dakos on March 31, 2026 contained an error in the amount of shares held Indirectly following the reported transactions. The amounts shown herein reflect the correct amount.\u201d","Signature: /s/ Stephanie Darling, Power of Attorney for Andrew Dakos; date: 2026-04-20."],"numeric_claims":[{"label":"Filing date (as of date)","value":"2026-04-20"},{"label":"Period of report (conformed)","value":"2026-04-16"},{"label":"Prior Form 4 filing date referenced","value":"2026-03-31"},{"label":"Shares (one row shown)","value":"4718"},{"label":"Price (one row shown)","value":"6.06"},{"label":"Shares (one row shown)","value":"3000"},{"label":"Price (one row shown)","value":"6.05"},{"label":"Shares (one row shown)","value":"547"},{"label":"Price (one row shown)","value":"6.04"},{"label":"Shares (one row shown)","value":"3000"},{"label":"Price (one row shown)","value":"6.09"},{"label":"Shares (one row shown)","value":"547"},{"label":"Price (one row shown)","value":"6.04"}],"primary_claim":"The Form 4 filed on 2026-04-20 corrects an error in the amount of shares held indirectly reported in a prior Form 4 filed on 2026-03-31.","relevance_score":0.55,"sentiment":"neutral","source_quality":"high","summary":"Total Return Securities Fund (issuer) filed a Form 4 on 2026-04-20 reporting transactions by Andrew Dakos for common stock. The filing states it corrects an error in the indirectly held share amounts from a prior Form 4 filed on 2026-03-31.","topics":["SEC Form 4","insider ownership","common stock","correction of prior filing","beneficial ownership (indirect)"]},"source":"sec_edgar","source_domain":"sec.gov","summary":"Form 4 \u00b7 Total Return Securities Fund \u00b7 Filed 20260420","ticker":"SWZ","tickers":["SWZ"],"title":"SWZ filed 4","url":"https://www.sec.gov/Archives/edgar/data/813623/0001398344-26-006721.txt"}}

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