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{"created_at":"2026-04-15T02:18:53.247 {"created_at":"2026-04-15T02:18:53.247056+00:00","dedupe_key":"signal_enriched:discovery_sec_filing_delta:d617790c51826b20","evidence_event_ids":["evt_f0006ec7abc8"],"signal_type":"discovery_sec_filing_delta","source":"discovery_sec_filings","value":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020139.txt","as_of":"2026-04-15T02:18:53.247056+00:00","canonical_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020139.txt","company":"UBS AG","enrichment":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020139.txt","article_chars":5000,"article_truncated":true,"blocked_reason":null,"candidate_id":"sc_c04e9dfa50119ab0","canonical_host":"sec.gov","canonical_is_aggregator":false,"canonical_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020139.txt","content_type":"text/plain","enriched_at":"2026-04-15T05:13:28.165962+00:00","extraction_method":"trafilatura","fetched_description":"","fetched_title":"","final_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020139.txt","html_truncated":true,"paywall_likely":false,"publisher_domain":"sec.gov","publisher_resolution":"canonical_url","requested_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020139.txt","source_event_id":"evt_f0006ec7abc8","source_quality":"high","status_code":200,"version":"signal_enrichment_v2"},"form_type":"424B3","fp":"5a3b2b9652a41571","kind":"sec_filing","published_at":"20260414","publisher_domain":"sec.gov","signal_understanding":{"analysis_basis":"article","claim_confidence":0.78,"dates_mentioned":["April 4, 2029","2026-04-14"],"entities":[{"asset_class":"debt/notes","name":"UBS AG","relevance":"high","symbol":"","type":"issuer"},{"asset_class":"equity","name":"Constellation Energy Corporation","relevance":"high","symbol":"","type":"underlying_asset"},{"asset_class":"structured_notes","name":"UBS AG Trigger Autocallable Contingent Yield Notes","relevance":"high","symbol":"","type":"security"}],"event_type":"listing","information_gaps":["The specific call threshold level, coupon barrier, downside threshold, coupon rate, observation dates, and principal amount per Note are not provided in the provided text excerpt.","The exact SEC filing accession number and whether this is a delta vs a prior known state are not included in the provided text.","The \u201cKey Dates\u201d section is truncated (text ends with \u201cT\u201d), so any additional key dates beyond those shown are missing.","The filing_date field provided in the structured context (2026-04-15T02:18:53.247056+00:00) is not corroborated by the excerpt itself; only \u201cFiled 20260414\u201d is mentioned in the signal metadata."],"key_facts":["The document states it is a preliminary pricing supplement and \u201cmay be changed.\u201d","Notes are \u201cunsubordinated, unsecured debt obligations issued by UBS AG\u201d linked to Constellation Energy Corporation common stock.","A contingent coupon is paid on a coupon payment date only if the underlying\u2019s closing level on the applicable observation date is \u201cequal to or greater than the coupon barrier.\u201d","If the underlying\u2019s closing level on any observation date prior to final valuation is \u201cequal to or greater than the call threshold level,\u201d the Notes \u201cwill automatically call\u201d early.","If automatically called, UBS pays on the call settlement date \u201ca cash payment per Note equal to the principal amount plus any contingent coupon otherwise due,\u201d and \u201cno further payments will be owed.\u201d","If not automatically called, at maturity UBS pays principal only if the final level is \u201cequal to or greater than the downside threshold.\u201d","If final level is less than the downside threshold, maturity payment is \u201cless than the principal amount,\u201d potentially resulting in a percentage loss equal to the percentage decline in the underlying from initial level to final level, and \u201cin extreme situations, you could lose all of your initial investment.\u201d","Any payment is \u201csubject to the creditworthiness of UBS,\u201d and if UBS defaults, investors \u201cmay not receive any amounts owed\u201d and could lose all initial investment.","The Notes \u201cwill not be listed or displayed on any securities exchange or any electronic communications network.\u201d","The final terms are set on the trade date.","The estimated initial value as of the trade date is expected to be between $940.50 and $970.50 (range determined using UBS internal pricing models, inclusive of internal funding rate).","The filing states the Notes may not be sold until the offering documents are delivered in final form and that the offering documents are not an offer to sell in any state where not permitted."],"numeric_claims":[{"label":"estimated initial value range (as of trade date)","value":"$940.50 to $970.50"}],"primary_claim":"UBS AG\u2019s Form 424B3 relates to Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation, with contingent coupons and potential early redemption based on underlying stock levels.","relevance_score":0.62,"sentiment":"mixed","source_quality":"high","summary":"UBS AG filed a Form 424B3 preliminary pricing supplement for UBS AG Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock. The filing describes contingent coupon payments, potential early automatic call, and downside principal risk at maturity.","topics":["SEC filing","Form 424B3","structured notes","contingent coupons","autocall","downside principal risk","underlying stock linkage","estimated initial value"]},"source":"sec_edgar","source_domain":"sec.gov","summary":"Form 424B3 \u00b7 UBS AG \u00b7 Filed 20260414","ticker":"USML","tickers":["USML"],"title":"USML filed 424B3","url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020139.txt"}}... |