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{"created_at":"2026-04-15T02:18:53.247 {"created_at":"2026-04-15T02:18:53.247056+00:00","dedupe_key":"signal_enriched:discovery_sec_filing_delta:54d4aab86fc655f0","evidence_event_ids":["evt_405910cbdad4"],"signal_type":"discovery_sec_filing_delta","source":"discovery_sec_filings","value":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020003.txt","as_of":"2026-04-15T02:18:53.247056+00:00","canonical_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020003.txt","company":"UBS AG","enrichment":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020003.txt","article_chars":5000,"article_truncated":true,"blocked_reason":null,"candidate_id":"sc_8dc0f0be4c31fb16","canonical_host":"sec.gov","canonical_is_aggregator":false,"canonical_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020003.txt","content_type":"text/plain","enriched_at":"2026-04-15T05:13:20.972681+00:00","extraction_method":"trafilatura","fetched_description":"","fetched_title":"","final_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020003.txt","html_truncated":true,"paywall_likely":false,"publisher_domain":"sec.gov","publisher_resolution":"canonical_url","requested_url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020003.txt","source_event_id":"evt_405910cbdad4","source_quality":"high","status_code":200,"version":"signal_enrichment_v2"},"form_type":"424B3","fp":"98c0461b833fd525","kind":"sec_filing","published_at":"20260414","publisher_domain":"sec.gov","signal_understanding":{"analysis_basis":"article","claim_confidence":0.78,"dates_mentioned":["2026-04-14","2026-04-15","April 4, 2029"],"entities":[{"asset_class":"debt/notes","name":"UBS AG","relevance":"high","symbol":"","type":"issuer"},{"asset_class":"equity","name":"Delta Air Lines, Inc.","relevance":"high","symbol":"DAL","type":"underlying_asset"},{"asset_class":"structured notes","name":"UBS AG Trigger Autocallable Contingent Yield Notes","relevance":"high","symbol":"","type":"security"}],"event_type":"listing","information_gaps":["No explicit description of what changed versus a prior known state is provided in the supplied text (no prior filing comparison content included).","The coupon barrier, call threshold percentage, downside threshold, coupon rate, and other specific numeric thresholds are referenced as \u201cindicated below\u201d but the actual values are not included in the provided excerpt.","The document excerpt does not include the full list of key dates or the specific \u201cKey Risks\u201d page contents referenced (page numbers are mentioned, but the risk factor text is not provided).","The excerpt does not state the number of notes, principal amount per note, or offering size.","The excerpt does not provide the trade date or the final terms set on the trade date."],"key_facts":["The filing is a Form 424B3 for UBS AG, filed 20260414 (as stated in the signal metadata).","The document states the preliminary pricing supplement information is not complete and may be changed.","The notes are described as unsubordinated, unsecured debt obligations of UBS AG linked to the common stock of Delta Air Lines, Inc.","Contingent coupon payments are made on a coupon payment date only if the underlying asset\u2019s closing level on the applicable observation date is equal to or greater than a coupon barrier; otherwise no contingent coupon is paid for that coupon date.","The notes may be automatically called early if the underlying asset\u2019s closing level on any observation date prior to final valuation is equal to or greater than a call threshold level (defined as a percentage of the initial level).","If automatically called, UBS will pay on the call settlement date a cash payment per note equal to principal amount plus any contingent coupon otherwise due, and no further payments are owed.","At maturity, if not automatically called and the final level is equal to or greater than a downside threshold, UBS pays principal amount.","If not automatically called and the final level is less than the downside threshold, UBS pays a cash amount less than principal (if anything), with loss tied to the percentage decline in the underlying asset from initial level to final level; in extreme situations, investors could lose all initial investment.","Any payment is subject to UBS\u2019s creditworthiness; if UBS defaults, investors may not receive amounts owed and could lose all initial investment.","The notes will not be listed or displayed on any securities exchange or any electronic communications network.","The final terms are set on the trade date.","The estimated initial value as of the trade date is expected to be between $939.10 and $969.10 (range determined using UBS internal pricing models inclusive of internal funding rate)."],"numeric_claims":[{"label":"estimated initial value range (as of trade date)","value":"$939.10 to $969.10"}],"primary_claim":"The 424B3 describes UBS AG Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines, Inc., with contingent coupons payable only if Delta\u2019s closing level meets a coupon barrier and potential early automatic call based on observation-date thresholds.","relevance_score":0.62,"sentiment":"mixed","source_quality":"high","summary":"UBS AG filed a Form 424B3 preliminary pricing supplement for UBS AG Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines, Inc. common stock, describing contingent coupon payments, potential early automatic calls, and downside principal risk at maturity.","topics":["SEC filing","Form 424B3","structured notes","trigger autocallable","contingent coupons","equity-linked notes","Delta Air Lines (DAL)","principal at maturity risk","estimated initial value"]},"source":"sec_edgar","source_domain":"sec.gov","summary":"Form 424B3 \u00b7 UBS AG \u00b7 Filed 20260414","ticker":"USML","tickers":["USML"],"title":"USML filed 424B3","url":"https://www.sec.gov/Archives/edgar/data/1114446/0001839882-26-020003.txt"}}... |