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{"created_at":"2026-04-11T03:10:51.104 {"created_at":"2026-04-11T03:10:51.104915+00:00","dedupe_key":"signal_enriched:discovery_sec_filing_delta:acea48ec9c805305","evidence_event_ids":["evt_8eb47fdf3368"],"signal_type":"discovery_sec_filing_delta","source":"discovery_sec_filings","value":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/1505155/0001505155-26-000015.txt","as_of":"2026-04-11T03:10:51.104915+00:00","canonical_url":"https://www.sec.gov/Archives/edgar/data/1505155/0001505155-26-000015.txt","company":"Upland Software, Inc.","enrichment":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/1505155/0001505155-26-000015.txt","article_chars":4606,"article_truncated":false,"blocked_reason":null,"candidate_id":"sc_8391cdf7530ddf08","canonical_host":"sec.gov","canonical_is_aggregator":false,"canonical_url":"https://www.sec.gov/Archives/edgar/data/1505155/0001505155-26-000015.txt","content_type":"text/plain","enriched_at":"2026-04-11T06:04:58.228607+00:00","extraction_method":"trafilatura","fetched_description":"","fetched_title":"upld-20260407","final_url":"https://www.sec.gov/Archives/edgar/data/1505155/0001505155-26-000015.txt","html_truncated":false,"paywall_likely":false,"publisher_domain":"sec.gov","publisher_resolution":"canonical_url","requested_url":"https://www.sec.gov/Archives/edgar/data/1505155/0001505155-26-000015.txt","source_event_id":"evt_8eb47fdf3368","source_quality":"high","status_code":200,"version":"signal_enrichment_v2"},"form_type":"8-K","fp":"c9707e1b5e3f0404","kind":"sec_filing","published_at":"20260410","publisher_domain":"sec.gov","signal_understanding":{"analysis_basis":"article","claim_confidence":0.86,"dates_mentioned":["2026-04-07","2026-04-10","2026-10-05"],"entities":[{"asset_class":"equity","name":"Upland Software, Inc.","relevance":"high","symbol":"UPLD","type":"issuer"},{"asset_class":"other","name":"The Nasdaq Stock Market LLC","relevance":"high","symbol":"","type":"exchange"},{"asset_class":"other","name":"Nasdaq Listing Qualifications Department","relevance":"high","symbol":"","type":"regulator"}],"event_type":"listing","information_gaps":["No prior state is provided in the signal beyond the existence of this filing; therefore, the specific \u201cdelta vs prior known state\u201d (what changed) cannot be determined from the provided text alone.","The 8-K item number is not explicitly shown in the cleaned text (only Item 3.01 heading is present).","No financial guidance or quantitative financial implications are disclosed in the provided text; only listing/compliance information is included."],"key_facts":["Upland Software received a notification letter from Nasdaq on April 7, 2026 regarding a minimum bid price deficiency.","For the last 30 consecutive business days, the closing bid price for Upland\u2019s common stock was below the $1.00 per share minimum required for continued listing on The Nasdaq Global Market under Nasdaq Listing Rule 5450(a)(1).","Nasdaq\u2019s deficiency letter is a notice of deficiency, not delisting, and does not currently affect listing or trading of Upland\u2019s common stock on the Nasdaq Global Market.","Upland\u2019s common stock will continue to trade on the Nasdaq Global Market under the symbol \u201cUPLD\u201d at this time.","Upland has 180 days, or until October 5, 2026, to regain compliance by maintaining a closing bid price of at least $1.00 per share for at least 10 consecutive business days.","If Upland does not regain compliance by October 5, 2026, it may be afforded a second 180 calendar day period to regain compliance.","To qualify for the second period, Upland would need to transfer to The Nasdaq Capital Market and meet continued listing requirements for market value of publicly held shares and other initial listing standards, except the minimum bid price requirement.","During the second compliance period, Upland would be required to notify Nasdaq of its intent to cure the deficiency.","If the Staff concludes Upland will not be able to cure the deficiency, or if Upland does not regain compliance within the additional 180 calendar day period, the Staff will provide written notification that the common stock will be subject to delisting.","If a delisting determination is received and appealed to a Nasdaq Hearings Panel, there is no assurance the appeal would be successful.","Upland intends to actively monitor the closing bid price and consider plans for regaining compliance; there is no assurance it will be able to regain compliance during the stated periods or at all."],"numeric_claims":[{"label":"Minimum bid price required (Rule 5450(a)(1))","value":"$1.00 per share"},{"label":"Consecutive business days below $1.00","value":"30"},{"label":"First compliance period length","value":"180 days"},{"label":"First compliance deadline","value":"October 5, 2026"},{"label":"Required consecutive business days at/above $1.00 to regain compliance","value":"10"},{"label":"Second compliance period length (if afforded)","value":"180 calendar days"}],"primary_claim":"Nasdaq notified Upland Software that its common stock\u2019s closing bid price has been below $1.00 per share for at least 30 consecutive business days, triggering a deficiency notice under Nasdaq Listing Rule 5450(a)(1) but not immediate delisting.","relevance_score":0.78,"sentiment":"mixed","source_quality":"high","summary":"Upland Software, Inc. filed an 8-K reporting Nasdaq notified it of a minimum bid price deficiency for its common stock. The notice is not a delisting event and the stock continues to trade on Nasdaq under \u201cUPLD,\u201d with a deadline to regain compliance.","topics":["Nasdaq minimum bid price deficiency","Rule 5450(a)(1)","continued listing","delisting risk","compliance period"]},"source":"sec_edgar","source_domain":"sec.gov","summary":"Form 8-K \u00b7 Upland Software, Inc. \u00b7 Filed 20260410","ticker":"UPLD","tickers":["UPLD"],"title":"UPLD filed 8-K","url":"https://www.sec.gov/Archives/edgar/data/1505155/0001505155-26-000015.txt"}}... |