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{"created_at":"2026-04-07T23:23:54.391 {"created_at":"2026-04-07T23:23:54.391414+00:00","dedupe_key":"signal_enriched:discovery_sec_filing_delta:47194a9868ce7da6","evidence_event_ids":["evt_1b883a26b041"],"signal_type":"discovery_sec_filing_delta","source":"discovery_sec_filings","value":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/1005817/0001005817-26-000036.txt","as_of":"2026-04-07T23:23:54.391414+00:00","canonical_url":"https://www.sec.gov/Archives/edgar/data/1005817/0001005817-26-000036.txt","company":"TOMPKINS FINANCIAL CORP","enrichment":{"aggregator_url":"https://www.sec.gov/Archives/edgar/data/1005817/0001005817-26-000036.txt","article_chars":2057,"article_truncated":false,"blocked_reason":null,"candidate_id":"sc_3697587dcb4c97c4","canonical_host":"sec.gov","canonical_is_aggregator":false,"canonical_url":"https://www.sec.gov/Archives/edgar/data/1005817/0001005817-26-000036.txt","content_type":"text/plain","enriched_at":"2026-04-07T23:42:30.297810+00:00","extraction_method":"heuristic","fetched_description":"","fetched_title":"","final_url":"https://www.sec.gov/Archives/edgar/data/1005817/0001005817-26-000036.txt","html_truncated":false,"paywall_likely":false,"publisher_domain":"sec.gov","publisher_resolution":"canonical_url","requested_url":"https://www.sec.gov/Archives/edgar/data/1005817/0001005817-26-000036.txt","source_event_id":"evt_1b883a26b041","source_quality":"medium","status_code":200,"version":"signal_enrichment_v2"},"form_type":"4","fp":"06f8f5efd0c9910b","kind":"sec_filing","published_at":"20260406","publisher_domain":"sec.gov","signal_understanding":{"analysis_basis":"article","claim_confidence":0.72,"dates_mentioned":["2026-04-06","2026-04-02","2025-05-13"],"entities":[{"asset_class":"equity","name":"Tompkins Financial Corp","relevance":"high","symbol":"TMP","type":"issuer"},{"asset_class":"person","name":"Helen Eaton","relevance":"high","symbol":"","type":"reporting_owner"},{"asset_class":"compensation_plan","name":"Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries","relevance":"medium","symbol":"","type":"plan"}],"event_type":"other","information_gaps":["The cleaned text does not clearly specify whether this Form 4 reflects a purchase, sale, grant, or other transaction type beyond the presence of phantom stock and associated numeric fields.","The filing\u2019s \u201cmaterial_items\u201d are not provided in the input, so the specific transaction context (e.g., number of phantom shares acquired vs held) cannot be confirmed from the extracted snippet alone.","No explicit \u201cchange vs prior state\u201d is provided in the input; therefore, what changed relative to a prior known filing cannot be determined from this signal alone."],"key_facts":["SEC filing is Form 4 (SEC Act of 1934) for issuer Tompkins Financial Corp (CIK 0001005817).","Reporting owner is Helen Eaton (CIK 0002068035).","The filing accession number is 0001005817-26-000036 and was filed as of date 2026-04-06.","Conformed period of report is 2026-04-02.","The security type disclosed is \u201cPhantom Stock.\u201d","The filing states: \u201cEach share of phantom stock is the economic equivalent of one share of common stock.\u201d","The filing states phantom stock represents deferred stock compensation under the \u201cAmended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.\u201d","The filing states the shares are held in a rabbi trust pending distribution upon occurrence of certain events specified in the Plan.","The filing states the reporting person has no voting or investment power over the shares prior to such distribution.","The signature is \u201c/s/ Helen Eaton\u201d with date 2026-04-02."],"numeric_claims":[{"label":"Phantom stock shares (as shown)","value":"159.195"},{"label":"Phantom stock value/amount (as shown)","value":"2915.484"},{"label":"Phantom stock price/other numeric field (as shown)","value":"80.0904"},{"label":"Phantom stock transaction date (as shown)","value":"2025-05-13"}],"primary_claim":"Form 4 filed 2026-04-06 reports Helen Eaton\u2019s phantom stock holdings tied to Tompkins Financial\u2019s amended and restated director retainer plan, held in a rabbi trust with no voting or investment power prior to distribution.","relevance_score":0.45,"sentiment":"neutral","source_quality":"medium","summary":"Tompkins Financial Corp (TMP) disclosed in an SEC Form 4 that reporting person Helen Eaton holds phantom stock under a deferred director compensation arrangement. The filing was submitted on 2026-04-06 for a report period of 2026-04-02.","topics":["SEC Form 4","insider/beneficial ownership","phantom stock","deferred stock compensation","rabbi trust","director retainer plan"]},"source":"sec_edgar","source_domain":"sec.gov","summary":"Form 4 \u00b7 TOMPKINS FINANCIAL CORP \u00b7 Filed 20260406","ticker":"TMP","tickers":["TMP"],"title":"TMP filed 4","url":"https://www.sec.gov/Archives/edgar/data/1005817/0001005817-26-000036.txt"}}... |